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Regulation NMS
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#	Item
801	SR-NASDAQ[removed]Page 14 of 16 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-24 07:43:27 Routing Economy of New York City Economy of the United States NASDAQ Order Business Regulation NMS Stock market Investment Financial economics
802	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 18, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-20 15:34:15 Investment United States Securities and Exchange Commission United States securities law NASDAQ Market data Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Short Financial economics Financial markets Finance
803	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Program for Managed Data Solutions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-09 10:17:22 Finance NASDAQ Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Regulation NMS Market data Short Market depth Stock market Financial markets Financial economics Investment
804	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 31, 2012 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-04 06:31:41 Investment United States Securities and Exchange Commission Mathematical finance Direct Edge Algorithmic trading Securities Exchange Act Regulation NMS Dodd–Frank Wall Street Reform and Consumer Protection Act NASDAQ Financial markets Financial economics Finance
805	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-21 12:52:27 United States Securities and Exchange Commission Financial markets Funds Stock market NYSE Arca Exchange-traded fund U.S. Securities and Exchange Commission Securities Exchange Act Regulation NMS Financial economics Investment Finance
806	Page 42 of 47 EXHIBIT 5 (additions are underlined; deletions are [bracketed]) *** C2 Options Exchange, Incorporated Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 14:57:24** Finance Order Short Regulation NMS Market maker Stock market Price limit Financial markets Financial economics Investment
807	NSX Certificate (updated Proxy drafbased on SEC rule filing) (W0715962.DOC;1) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 14:44:59 Financial economics Investment Federal Rules of Civil Procedure Financial markets Finance Stock market Order Regulation NMS
808	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-20 17:26:06 Economy of the United States Stock market 73rd United States Congress United States securities law Regulation NMS Securities Exchange Act Order U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Self-regulatory organizations Chicago Stock Exchange
809	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]September 7, 2011 Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-08 14:46:05 Securities Exchange Act Regulation NMS Routing Economy of the United States Algorithmic trading Financial economics Finance United States Securities and Exchange Commission United States securities law Chicago Board Options Exchange
810	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 9, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 13:58:06 Investment Finance Order Regulation NMS Intermarket sweep order New York Stock Exchange NYSE Arca Market maker Immediate or cancel Stock market Financial economics Financial markets

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